Volume 5, issue 1 (summer 1997)
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The Real and the Individual
Byzantine concepts of the Resurrection,
part 1
by Dirk Krausmüller
In the second half of the sixth century patriarch
Anastasius I of Antioch delivered a sermon on the transfiguration
in which he subjected the biblical account to an allegorical
interpretation.1 When he discussed the presence of Moses and
Elijah on Mount Tabor, however, he interrupted the flow of his
argument to add the following criticism: "That some ask whence and
based on what signs the disciples recognized the prophets does not
seem to me a subtle question nor one worth of being
investigated."2
Although Anastasius himself refers to his adversaries merely as
"some people", we are in the fortunate position to have another
sermon on the transfiguration ascribed to a priest by the name of
"Timothy of Antioch" in which exactly this view is expressed.3
Timothy first raises the question: "And whence did they (sc. the
apostles) have the knowledge that it was Moses and Elijah?", and
then answers it with the exclamation: "From the signs!", adding as
an explanation: "For Elijah was there with the carriage and Moses
carrying the tables."4
Since Timothy has been dated to the 6th to 8th centuries he may
well have been a contemporary of Anastasius and it is not
impossible that the patriarch actually had this text in mind when
he vented his criticism.5 Timothy's problem arises from the
fact that the biblical accounts simply state that the two attendant
figures at the transfiguration were Moses and Elijah without giving
further information as to how the apostles could have known about
their identities.6
His solution was the object of the scorn of the patriarch who
clearly thought that such a pedestrian approach was not up to the
standard of theological discussion, and it is certainly true that
we find nothing comparable in other sermons on the transfiguration.
In order to understand why Timothy saw the need for an explanation
here we must turn to the descriptions of visions in contemporary
Saints' Lives which provide us with the closest parallels.
In the Life of Euthymius by Cyril of Scythopolis
the identification of figures appearing in dreams and visions
unknown to the persons who see them is a major issue.7 In one episode a
bewitched Saracene boy has a vision of "some grey-haired monk with
a big beard" who tells him "I am Euthymius", gives an exact
description of where he lives, and asks him to come. The Saracene
then travels to the monastery where he is healed by the saint.8 The
description of Euthymius' appearance is mentioned here to make the
vision more credible to the readers who knew what the saint looked
like. The Saracene himself, on the other hand, had never met
Euthymius and therefore would not have known where to turn for help
if the saint had not introduced himself by name.9 Such an impasse
we find in an episode in the Life of Theodosius the
Coenobiarch by Theodore of Petrae.10 We are told
that a woman from Antioch comes to the monastery with her son. When
the boy sees the saint he exclaims that this is the man who rescued
him from a well. The mother explains this "recognition" by telling
the story how her son fell into a well and was held above the water
"by some monk". Since the boy did not know who this monk was they
had to go to all the monasteries of the area in search for him.11
Now we can reconstruct Timothy's reasoning. Since the biblical
accounts do not contain a self-identification like "I am Moses (or
Elijah)" or identification by Christ like "This is Moses (or
Elijah)" he concluded that there must have been visible signs by
which they could be recognized and that these signs must have been
of a kind that made their identification as individuals
unambiguous. This led him to the carriage and the tables as
characteristic attributes.
These visions, however, are not sufficient to explain Timothy's
position and Anastasius' criticism of it because they take place in
"ordinary" situations and are experienced by "ordinary" people
whereas the transfiguration is a miraculous event in which Christ's
body and clothes become suffused with light and the appearing
figures are surrounded by a luminous cloud. Therefore I shall now
try to relate the authors' statements to their interpretation of
this phenomenon.
In either text the Leitmotiv of the author is that what was
shown to the apostles on Mount Tabor "assured" them of the reality
of the afterlife.12 As we shall see, however, their concepts of
this afterlife are radically different and therefore lead them to
different answers to the question of knowledge and
identification.
For Anastasius the assurance is linked to a future event, i.e.
the second coming of Christ of which the transfiguration is a
foreshadowing.13 Christ will not come in an earthly body but
in a spiritual and celestial one which he has had since his
resurrection, and the same transformation will then be conferred on
all human bodies.14
In Anastasius' eschatology this "change" from one condition to
the other is clearly the central aspect whereas the resurrection is
just a means to this end.15 His thinking is based on a
dichotomy between the carnal and the spiritual. The spiritual body
will not only be incorruptible but also "less dense", i.e. material
than our current body.16 This has implications for how
this body presents itself to those who perceive it, i.e. the
apostles in the case of the transfiguration.
Anastasius first explains the impact of this change on Christ's
body when he interprets the biblical statement: "He was transformed
in front of them".17 Christ confers his divine qualities on his
human nature so that these qualities become manifest on the
outside: "having brightened up the figure of the serf with the
divine idioms".18
When Anastasius turns to Moses and Elijah he extends the
spiritualisation of Christ's body to them. Again he starts with a
quotation from the bible: "And Moses and Elijah were seen by them
conversing with him".19 From this he draws the
conclusion that they could only have conversed with the
transfigured Christ if they themselves had undergone an analogous
change: "If they were not co-transfigured, they would not
con-verse." 20
Anastasius then follows the biblical text in which the two
figures appear as prophets who tell the apostles about the coming
death of Christ in Jerusalem. He uses the concept of
transfiguration to explain why the apostles now believed Moses and
Elijah whereas they had not believed Christ before. Anastasius
draws a parallel between their prophecy and Christ's earlier
announcement of his own death and resurrection.21 He stresses
that in both cases the apostles heard exactly the same words but
that they "did not understand" them before, whereas now they
understand and believe.22 According to Anastasius their
different reactions can only be explained if the speech of Moses
and Elijah which is still considered audible by him has acquired an
additional new quality which makes it different from our ordinary
speech.23 Then he describes what this change implies:
"When their words are transfigured and the shadows of the law are
removed, then Moses the faithful servant, who wrote everything
about Christ, will be believed and will clearly show from his own
words which end Christ will fulfil in Jerusalem".24 Obviously
Anastasius thinks that the meaning of the words of the Old
Testament will become manifest in them so that their status as
prophecies about Christ will be self-evident and thus inspire
instant faith.
Anastasius does not explicitly state what the transfiguration of
the appearances of Moses and Elijah implies. Since the speeches
come from their mouths, however, the visible figures and audible
words are two related and parallel phenomena. This means that the
transfigured bodies of Moses and Elijah relate to "dense" and
carnal bodies in the same way as the transfigured words to the
"shadows of the law". And just like ordinary words their ordinary
bodies would not have given an immediate knowledge of their
identity whereas in the transfigured bodies this identity becomes
manifest which, of course, makes a reading of outward signs
superfluous.
This raises the question: What is the "carrier" of this identity
that manifests itself in the spiritual body? An answer can be found
in Anastasius' description of the last judgement in the first part
of his sermon. There he says that we shall all stand naked in front
of Christ as judge.25 Then he evokes the biblical image of the
books that will be opened and interprets them as a metaphor for the
human conscience: "... which show through what is imprinted on the
conscience whom each of us has followed ...".26 The whole
story of one's life can be found there which allows a judgement of
the state the soul is in. So we can conclude that the apostles can
read the "stories" of Moses and Elijah in their "consciences" and
therefore do not need to infer them from their outward
appearances.27
Anastasius' concept of the "conscience" as the place where
memories of individual thoughts and actions are imprinted as mental
images is closely related to imagination. This can be elucidated by
a comparison with a passage in Basil of Ancyra's treatise On
Virginity.28 Having stressed that one should care for
one's conscience Basil points out that each individual sinful
thought is painted on the board of the soul and that on the day of
the Last Judgement this painting will become visible to all.29
In non-metaphorical terms Basil calls it "imaginary and detailed
thought in the soul".30
The closeness of this concept to simple "subjective" imagination
explains why Anastasius himself never explicitly refers to it in
this context especially since a few lines above he devalues the
material world as "dream-like phantasies".31 Even Basil of
Ancyra who speaks quite openly about imagination is somewhat uneasy
since it has the connotation of not being quite real and therefore
stresses that these images are in the soul not just as phantasies
but as deeds.32
At this point we must return to the text to consider an aspect
which we have left aside so far. For Anastasius direct access to
the level of unequivocal meaning is not only possible because of
the transfiguration of the perceived objects, but also because of a
change in the perceptive powers of the apostles linked to their
spiritual advancement.
Anastasius starts his interpretation of the biblical account by
stating that Christ had already made the apostles "receptive" for
the light coming from his transfigured body.33 And before he
infers the co-transfiguration of Moses and Elijah, he uses the same
quotation from the bible to explain how the apostles perceived
them: "Having become more clear-sighted (literally: seeing-through)
... the apostles finally got to know that Moses and Elijah then
conversed with Christ".34 His most elaborate statement,
however, follows the passage in which Anastasius rejects the view
held by Timothy. He asks: "For having arrived at such a height that
they were thought worthy of such a sight which had been called
kingdom of heaven by him who had revealed himself to them as being
transfigured together with the prophets, how could they not have
known the co-initiated?"35 And then he gives his answer:
"Surely the apostles were prophets, too; and prophets meeting
prophets have one and the same knowledge; above all, because Jesus
was there and illuminated the governing part (sc. of the soul) and
figurated the intellect according to his own divine figure."36
By extending the concept of transfiguration to the change in the
perceptive powers of the apostles, Anastasius achieves a perfect
correspondence and thus a double proof for an immediate
knowledge.37 This correspondence, however, is somewhat
deceptive, for when Anastasius speaks about the subjective aspect
he "forgets" about the transfiguration of the objects of
perception. Otherwise "seeing through" would be meaningless since
there would be nothing to be "seen through". When Anastasius
expands the biblical statement that the apostles "saw" Moses and
Elijah to "having become more clear-sighted ... they got to know"
that it was they ,this only makes sense if he accepts Timothy's
point of departure that there is no introduction of the two figures
by spoken word. Then, of course, the apostles could not simply have
"seen" that the two men appearing on either side of Christ were in
fact Moses and Elijah. So the biblical statement must have appeared
elliptical to him and he proceeded to supply the missing elements:
The apostles saw the two men but their perception did not stop at
the surface of the carnal body but went right through it to the
level we have identified as conscience.38
"Seeing through" is closely related to the concept of the "eye
of the soul" which can also be used to describe imagination as
opposed to seeing something real.39 Thus, as an instrument of
perception it corresponds exactly to the "imaginary" level of the
objects of perception represented by the conscience and one can
conceive of its use to "see" not only the figments of one's own
imagination but also the "real" mental images of others.
We can conclude that for Anastasius the
imagination is the place where the individuality of a human being
is located and safeguarded.40 What is more difficult to
establish is its relation to the spiritualized body after the
resurrection. For Basil of Ancyra, the revelation of the conscience
is not caused by a change of the carnal body, but by the shedding
of this body as an outer shell.41 Anastasius, on the other hand,
relates the manifestation to a transformation of the carnal bodies
through the resurrection.42 Therefore, this transformation
is most likely to be conceived of as a two-fold process in which
the spiritualisation of the flesh is complemented by an
"incarnation" of the "spiritual" imagination which moves it forward
to the visible surface.43
Notes
1
Anastasius of Antioch, Oratio I in Transfigurationem
(BHG
1993; CPG 6947), ed.
PG 89,
1361-1376. G. Weiss who has made the most thorough analysis of this
sermon to this date states in his Studia Anastasiana
I. (MBM, 4). Muenchen,
1965, p. 94: "Abschließend ist zu bemerken, daß ich
kein Gegenargument gegen die Zuweisung der 3 Predigten (i. e. the
sermon on the transfiguration and two sermons on the annunciation)
an den Patriarchen Anastasius finden konnte."
2
PG 89,
1369B4 -7: to de punthanesthai tinas, pothen, e poos, kai ek tinoon
semeioon epegnoosan hoi mathetai tous profetas ou moi dokei komson
eperootema kai zeteseoos axion einai.
3
Timothy of Antioch, Sermo in Crucem et in
Transfigurationem (BHG
434h; CPG 7406), ed. PG 86, 1, 256-265. An
in-depth analysis of Timothy's work was done by V. Capelle,
Les homélies liturgiques du prétendu
Timothée de Jérusalem. Ephemerides
Liturgicae 63 (1949), pp. 5-26. After a stylistical analysis
on pp. 10-20 Capelle concludes that four more sermons can be
attributed to the same author, the Sermo in Symeonem et in S.
Mariam Virginem (BHG
1958; CPG 7405), ed.
PG 86,1,
237-252, which goes under the name of Timothy, Presbyter of
Jerusalem, and three pseudepigrapha of Athanasius of Alexandria,
In Nativitatem Praecursoris, in Elisabeth, et in
Deiparam, PG 28, 905-913,
Sermo de Descriptione Deiparae, PG 28, 944-957, In
Caecum a Nativitate, PG 28, 1001-1024.
Recently, M. Sachot has put forward the hypothesis that these
sermons must be attributed to Leontius of Byzantium writing under
various pen-names. Cf. M. Sachot, L' homélie
pseudo-chrysostomienne sur la Transfiguration CPG 4724, BHG
1975. Contextes liturgiques, restitution à
Léonce, prêtre de Constantinople, édition
critique et commentée, traduction et études
connexes. Frankfurt a. M. & Bern 1981, and M. Sachot,
Les homélies grecques sur la transfiguration.
Tradition manuscrite. Paris 1987. Sachot's hypothesis has
been accepted by L. Perrone, "Art. Timothy of Jerusalem",
Encyclopedia of the early church, II (Cambridge 1992),
p. 841, and by H. J. Sieben, "Art. Transfiguration du seigneur",
Dictionnaire de Spiritualité, 15 (1991), p.
1145. Although one cannot come to a final decision without a
detailed discussion of style and contents of the sermons ascribed
to either author there are some obvious discrepancies which cast
doubts on Sachot's conclusion. Pet phrases like akoue
sunetoos found in almost all of Leontius' genuine sermons are
missing in the sermons ascribed to Timothy by Capelle. Nor do we
find the same interest in identity and identification through signs
as in almost all of Timothy's homilies, cf. PG 86, 1, 244A, and
PG 28,
909B, 953AB, 1004A-1005A. In Leontius' corpus there is only one
comparable passage where he discusses the identification of the
infant Christ by the magi. Cf. Homilia XII in Nativitatem
Christi (BHGa
7896), ed. C. Datema und Pauline Allen, Sermones.
(Corpus Christianorum. Series graeca, 17).
Brepols-Turnhout 1987, pp. 385/386.
4
PG 86,1,
261BC: kai pothen autois he gnosis hoti Mooses en kai Elias? ek
toon tekmerioon; ho gar Elias sun tooi Harmati pareste kai ho
Mooses tas plakas bastazoon.
5
For this dating cf. Capelle, Timothée, pp.
11/12, 20-23. Capelle points out that the oldest manuscripts date
to the 9th century and that apart from the sermons on Christmas and
on the Blind-born Timothy's texts do not appear very often in the
homiliaries which suggests a comparatively late date. He concludes:
"À défaut des critères plus précis, on
situera notre homéliste entre le VIe et le VIIIe
siècle byzantin."
6
In Luke 9, 30 quoted by Timothy in PG 86, 1, 260D4/5 we
first find the statement that two men were seen: kai idou andres
duo sunelaloun autooi, which is followed by the identification of
these two men: oitines esan Mooses kai Elias, without any further
comment. Afterwards we only hear that they spoke about Christ's
coming passion.
7
E. Schwartz, Kyrillos von Skythopolis. Leipzig
1939.
8
Life of Euthymius, ed. Schwartz, c. 23, p. 20, ll. 8-16: ... tina
monachon mixopolion echonta ton poogoona megan ... egoo eimi
Euthumios.
9
This vision is part of a dream, but we find the same structure in
another vision which is not classified as a dream, cf. Life
of Euthymius, ed. Schwartz, c. 57, p. 78, ll. 25-27.
10 H. Usener, Der heilige Theodosios.
Schriften des Theodoros und Kyrillos. Reprinted Hildesheim
1975.
11 Life of Theodosius, ed. Usener,
p. 77, l. 18 - p. 78, l. 24: ...he tou paidos epignoosis pros ton
dikaion .... hupo monachou tinos ....
12 For Timothy cf. PG 86, 1, 260B: ho
kurios ... pleroforei ... hupodeiknus autois (sc. tois apostolois)
... theoprepe tes anastaseoos dunamin ; and for Anastasius cf.
PG 89,
1365A10/11: kai hina to afanes tes elpidos tautes echomen en
bebaiooi bouletai kai nun hupodeixai tois egkritois toon mathetoon
ten tote ginomenen alloioosin.
13 Cf. PG 89, 1365A11: ten tote
ginomenen alloioosin. At one point, however, Anastasius seems to
refer to a "real" transformation of Christ's body already at the
transfiguration i. e. before his resurrection, cf. 1368B8/9: nun de
ten morfen tou doulou pros ten fusiken apokathistesin.
14 PG 89, 1365A6/7: to meta
anastaseoos metastoicheioothen epi to pneumatikon kai epouranion.
Anastasius returns to this theme at the end of his interpretation,
cf. 1376B9-13.
15 PG 89, 1365A6: meta
anastaseoos.
16 PG 89, 1365A5/6: to
idion sooma metapoiesas eis aftharsian; cf. 1376C2: metaschematisei
ta soomata hemon epi to ... aftharton. Cf. 1376B11/12: apo toon
pachuteroon (sc. soomatoon), and 1365C9: tou pachuterou kosmou. The
opposite quality (which Anastasius does not mention here) would be
leptoteron.
17 Matthew 17, 2: kai metemorfoothe emprosthen
autoon, quoted PG 89, 1368B1.
18 PG 89, 1368B10/11:
faidrunas de auten (sc. ten douliken ousian) tois theikois
idioomasin. This statement is part of a passage in which Anastasius
combines the transfiguration with the kenoosis-motif from
Philippians 2, 6-8. The whole argument is very complex and
therefore cannot be discussed in this article.
19 Matthew 17, 3: kai oofthesan autois Mooses kai
Elias sullalountes autooi, quoted PG 89, 1368D11/12.
20 PG 89, 1369A1-5: ei gar
me summetamorfoothosin ou sullalousin.
21 Matthew 16, 21-23.
22 Cf. PG 89, 1369A8: egnoesan
pote lalountos.
23 Cf. PG 89, 1369A7: ekouon.
Moreover, Anastasius paraphrases the biblical sullalousi
with sumftheggontai, 1369A12, which points to articulate,
audible speech.
24 PG 89, 1369A14-B4: Hotan
metamorfoothosin autoon oi logoi kai kinethosin ai tou nomou skiai
tote kai pisteuthesetai Mooses ho therapoon ho pistos peri Christou
grapsas panta kai ten exodon autou parastesei telaugoos ek toon
idioon logoon hen emelle pleroun en Hierousalem. The future tense
probably indicates that Anastasius sees the transfiguration as a
prefiguration of the second coming here.
25 PG 89, 1364D3-5: gumnoi
de pantes ... paristametha.
26 PG 89, 1364D6-8: bibloi
anoigontai pros elegchon hemon delousai dia toon tei suneidesei
tetupoomenoon tini mallon hekastos ekolouthese ....
27 It is worth noting, however, that in the case
of the second coming Anastasius speaks of an "examination" of the
imprints on the conscience before final judgement about the state
of the soul is passed. But this is clearly more a taking-in of what
is seen than an interpretation.
28 Basil of Ancyra, Liber de Vera
Virginitatis Integritate, PG 30, 669-810.
29 Basil stresses that the individual and not the
general will be presented and then describes vividly how every
single detail will be seen by the others, cf. PG 30, 732D4-6: ou gar
sugkechumenoos te kai katholou ta pragmata theooreitai all' hoos
hupozoografa kata meros ginoosketai hoos echei.
30 PG 30, 733A9:
fantasioodes te kai diexodike ennoia en psuchei.
31 PG 89, 1364B1/2: ten
psuchen ... planoomenen peri ta tou biou mataia kai tas oneiroodeis
autou fantasias.
32 PG 30, 733B14/15: me
hoos fantasias haplos all' hoos erga en psuchei ginomena. This
makes sense when the sins of the thought are taken as seriously as
those carried out in action.
33 PG 89, 1368B1/2:
chooretikous autous poiesas (sc. ho Christos) toon huperballontoon
autou ellampseoon.
34 PG 89, 1368D12-1369A2:
dioratikooteroi gegonotes hoi apostoloi ... molis egnoosan hoti
Mooses kai Elias tote tooi Iesou sullalousi.
35 PG 89, 1369B7-11: kai
gar pros tosouton hupsos chooresantes hooste theas axioothenai
toiautes hen basileian ouranoon oonomasen ho apokalupsas autois
heauton tois profetais summetamorfoumenon poos tous summustas
eichon agnoesai?
36 PG 89, 1369B12-C1:
pantoos profetai de esan kai hoi apostoloi; kai profetai profetais
suggenomenoi mian kai ten auten echousin <epistemen> kai
malista parontos Iesou kai footizontos to hegemonikon kai
morfountos ton noun pros <ten> heautou theian morfen.
37 A similar combination of the two concepts we
find e. g. in the Middle Byzantine Fourth Life of Pachomius, cf.
Sancti Pachomii Vitae Graecae, edd. Hagiographi
Bollandiani ex recensione F. Halkin (SH 19). Brüssel 1932, p. 409, ll.
14-17: He tes psuches galene kai to tes gnoomes euthu kai pros
areten eufues ou metrioos diefaineto tois oxuteron dioran
dunamenois kai tes psuches anichneuein ta aporreta kai kruptomena.
Here the dioran of the onlookers corresponds to a
diafainesthai of the soul of Pachomius.
38 Since the concept of mental penetration is not
dependent on a correspondent transformation of the perceived object
it is possible that this was the reason why Anastasius stressed the
subjective aspect in his wish to prove his point against
Timothy.
39 A good example for the use of the expression
"eye of the mind" in this sense can be found in Pseudo-Methodian
Sermo de Symeone et Anna (BHG
1961; CPG 1827), ed.
PG 18,
361A1-7: prin e kateilefenai ton naon tois tes dianoias ofthalmois
anapteroumenos hoos echoon ede to pothoumenon egegethei; agomenos
de houtoo kai meteooroporoon tois diabemasi ookutatoos ton palai
hieron katelambane sekon kai ou prosschon tooi hierooi tooi tou
hierou prutanei tas hieras oolenas eefeploose. Here the imagined
cradling of Christ is followed by the "real" one!
40 Turning once more to Basil of Ancyra we can
see why it is the imagination and not the "pure" intellect which
has this function in Anastasius' thinking. For Basil the
"intellect" is the active element which paints the images on the
board of the "soul", cf. PG 30, 733A11/12.
Therefore it can be identified with the "person" which is itself
not imagined but "real". Without this "soul", however, the
intellect would be without history and therefore without
individuality.
41 PG 30, 732C11-13: houtoo
kai hemeis ekdusamenoi to prokalumma tes sarkos oute peristeilai
tous en tei psuchei moomous oute apokrupsai poos dunesometha.
42 He makes this explicit in the case of Christ's
transfiguration, cf. PG 89, 732C11-13: ouk
apothemenos men ten ousian ten douliken faidrunas de auten tois
theikois idioomasin.
43 There remains, however, an ambiguity: At the
time of the transfiguration Moses and Elijah were not yet
resurrected (and Elijah had not even died yet but was assumed to
heaven). It is possible that Anastasius thinks that they just gave
the appearance of having transformed bodies (since the
transfiguration is only a prefiguration of the real event). But one
cannot exclude that he conceives of their figures as "naked"
consciences in Basil's sense here.
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